Regulatory reports review
An independent third-party review of the regulatory reports will enable you to identify key areas of improvement and provides assurance about the quality of the information submitted to the regulators.
Our review of the prudential regulatory returns enables the board and management to ensure that these are in conformance with the regulatory reporting instructions and guidance, and industry best practice.
How can we help you?
Katalysys has reviewed a number of regulatory returns for small- and medium-sized banks. These reviews included the following:-
Review of the entire set of COREP, FINREP, ALMM, FSA017 and Bank of England prudential and financial returns submitted by banks
Review of the additional returns that are prepared as part of the bank’s ICAAP exercise (FSA071 to FSA082)
Preparation of the Pillar 3 disclosure information, using the data from the bank’s other regulatory returns and audited accounts
Reconciliation of the COREP, FINREP and ALMM to the bank’s book of records
Building process for ongoing reconciliation of regulatory reports to the bank’s book of records (e.g. trial balance)